Form D · Other Energy
HOKU SCIENTIFIC INC
Honolulu, HI · CIK 0001178336
Offering snapshot reported Jan 5, 2010 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $50M Reported outside-investor minimum
- First sale
- Dec 22, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 5, 2010 | Initial | $0 | No comparison | 1 | SEC filing |
| Mar 13, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $1.9M
- Form D file number
- 021-45876
$50 million debt forgiveness and $50 million loan commitment
Represents investment banking fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank Securities Inc. | 2525 |
Source: Form D, filed Jan 5, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dean K. Hirata | Director |
| Zhong Li | Director |
| Darryl Nakamoto | Executive |
| Scott Paul | Executive |
| Dustin M. Shindo | Director, Executive |
| Karl E. Stahlkopf | Director |
| Yu Wen | Director |
| Wei Xia | Director |
| Yi Zheng | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
1288 Ala Moana Blvd., Suite 220
Honolulu, HI, 96814
Honolulu, HI, 96814