Form D · Hospitals and Physicians

HMG Holding Corp

New York, NY · CIK 0001490605

Offering snapshot reported May 9, 2014 · SEC filing

Reported sold
$35.1M
Indefinite offering
Investors reported
37
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 12, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.5M$35.1MMay 11, 2011May 11, 2012: $20,287,106.00May 11, 2012May 10, 2013: $26,204,933.00May 10, 2013May 9, 2014: $35,054,933.00May 9, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,204,933 → $35,054,933
  • Reported investors29 → 37

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 9, 2014Amendment$35,054,933$8,850,000vs May 10, 201337SEC filing
May 10, 2013Amendment$26,204,933$5,917,827vs May 11, 201229SEC filing
May 11, 2012Amendment$20,287,106No comparison26SEC filing
May 11, 2011InitialYet to sellNo comparison0SEC filing
May 10, 2011Initial$41,567,099No comparison26SEC filing
Apr 30, 2010Initial$95,742,690No comparison14SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159619
This filing relates to the grant of options and sales of stock upon exercise of such options from time to time pursuant to the HMG Holding Corporation 2010 Stock Option Plan at prices to be determined at the time of grant.

Source: Form D, filed May 9, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amy C. Bevacqua Executive
Susan Brownie Executive
Barbara L. Burns Executive
Gary Chartrand Director
Steven E., Ii De Cillis Executive
John J. Donahue Director, Executive
Martin C., Iii Eltrich Director, Executive
Eugene Fleming Director
Stephen L. Houff, M.D. Director, Executive
Sanford Krieger Executive
Vinay Kumar Executive
Michael Leavitt Director
Christopher P. Mahan Executive
Mark Neaman Director
David O. Neighbours Director
Thomas J. Pryma Director, Executive
Kevin T. Seltzer Executive
Randy L. Thurman Director

Issuer details

Industry: Hospitals and Physicians (See others in industry)

Address:
666 Fifth Avenue, 36 Th Floor
New York, NY, 10103