Form D · Other Energy

HK BATTERY TECHNOLOGY INC

Pasadena, CA · CIK 0001369203

Offering snapshot reported Nov 9, 2015 · SEC filing

Reported sold: $50M
Investors reported: 1
Minimum accepted: $50M
First sale: Aug 26, 2015

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 9, 2015	Initial	$50,000,000	No comparison	1	SEC filing
Nov 15, 2010	Initial	$3,750,199	No comparison	7	SEC filing
Jul 27, 2009	Initial	$500,000	No comparison	1	SEC filing
Jan 16, 2009	Initial	$150,000	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Option to acquire
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-250889

Offering and sale made pursuant to that certain Stock Purchase Agreement between Issuer and HK New Energy Vehicle System Integration Corporation, a corporation organized under the laws of the People's Republic of China (the "Purchaser").

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
N/A	None

Source: Form D, filed Nov 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Braca	Director
Chunhua Huang	Director
David C. Mathewson	Director, Executive
David Rector	Director, Executive
Jimmy Wang	Executive
Jianguo Xu	Director, Executive
Jun Yan	Executive
Yung Yeung	Director

Issuer details

Industry: Other Energy (See others in industry)

Address:

800 E Colorado Blvd, Suite 888
Pasadena, CA, 91101