Form D · Telecommunications
HIPCRICKET, INC.
Kirkland, WA · CIK 0001137204
Offering snapshot reported Oct 10, 2013 · SEC filing
- Reported sold
- $9.55M Offering amount: $10M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 4, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 10, 2013 | Initial | $9,550,000 | No comparison | 14 | SEC filing |
| Oct 10, 2013 | Initial | $141,724 | No comparison | 1 | SEC filing |
| Oct 2, 2012 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Jun 7, 2012 | Initial | $4,000,000 | No comparison | 46 | SEC filing |
| Sep 9, 2011 | Initial | $40,100,757 | No comparison | 141 | SEC filing |
| Aug 5, 2011 | Initial | $5,124,290 | No comparison | 58 | SEC filing |
| May 25, 2011 | Initial | $9,001,759 | No comparison | 24 | SEC filing |
| Jan 6, 2011 | Amendment | $2,000,000 | $0vs Dec 21, 2010 | 15 | SEC filing |
| Dec 21, 2010 | Initial | $2,000,000 | No comparison | 15 | SEC filing |
| Dec 20, 2010 | Initial | $2,000,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $287K
- Finders' fees
- $0
- Form D file number
- 021-204314
In addition to the cash fee, the Issuer sold to Northland Securities, Inc. a warrant to purchase 596,875 shares of the Issuer's common stock at an exercise price of $0.60 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Northland Securities, Inc. | 40258 |
Source: Form D, filed Oct 10, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul R. Arena | Director |
| Nathaniel Bradley | Executive |
| Ivan Braiker | Director, Executive |
| Michael Brochu | Director |
| Jim Crawford | Director |
| John Devlin | Director |
| John M. Devlin, Jr. | Director |
| Michael Eric Harber | Executive |
| Robert F. Hussey | Director, Executive |
| Anthony Iacovone | Executive |
| Edward Jordan | Executive |
| Shelly J. Meyers | Director |
| Ernest W. Purcell | Director |
| Phillip Rapp | Executive |
| Phillip Charles Rapp, Jr. | Executive |
| David Reese | Director |
| Donald Stout | Director |
| Douglas Stovell | Executive |
| Thomas J. Virgin | Executive |
| Todd Wilson | Director, Executive |
Issuer details
Industry: Telecommunications (See others in industry)
Address:
4400 Carillon Point
Kirkland, WA, 98033
Kirkland, WA, 98033