Form D · Hedge Fund

HCA Special Opportunities Fund, LP

Conshohocken, PA · CIK 0001175850

Offering snapshot reported Sep 11, 2020 · SEC filing

Reported sold
$46.6M
Indefinite offering
Investors reported
87
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Mar 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.3M$46.6MOct 8, 2015: $43,433,943.00Oct 8, 2015Sep 22, 2016: $45,083,943.00Sep 22, 2016Sep 22, 2017: $45,773,943.00Sep 22, 2017Sep 19, 2018: $46,598,943.00Sep 19, 2018Sep 10, 2019: $46,598,943.00Sep 10, 2019Sep 11, 2020: $46,598,943.00Sep 11, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 11, 2020Amendment$46,598,943$0vs Sep 10, 201987SEC filing
Sep 10, 2019Amendment$46,598,943$0vs Sep 19, 201887SEC filing
Sep 19, 2018Amendment$46,598,943$825,000vs Sep 22, 201787SEC filing
Sep 22, 2017Amendment$45,773,943$690,000vs Sep 22, 201685SEC filing
Sep 22, 2016Amendment$45,083,943$1,650,000vs Oct 8, 201582SEC filing
Oct 8, 2015Initial$43,433,943No comparison80SEC filing
Oct 8, 2014Amendment$32,103,943$5,775,000vs Oct 8, 201362SEC filing
Oct 8, 2013Amendment$26,328,943$0vs Oct 8, 201354SEC filing
Oct 8, 2013Amendment$26,328,943$75,000vs Oct 9, 201254SEC filing
Oct 9, 2012Amendment$26,253,943$2,855,000vs Mar 8, 201153SEC filing
Mar 8, 2011Amendment$23,398,943$2,060,000vs Mar 25, 201038SEC filing
Mar 25, 2010Amendment$21,338,943$962,828vs Mar 11, 200936SEC filing
Mar 11, 2009Amendment$20,376,115No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-248963

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Sep 11, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HCA SPECIAL OPPORTUNITIES FUND LP

Investment adviser: PPB ADVISORS, LLC

Gross asset value
$738K
Beneficial owners
58
ADV minimum commitment
$500K

Reported in Form ADV on Jan 24, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC OAKBROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER PHILADELPHIA, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

EISNER AMPER
PCAOB 274

Filing source

Form ADV 1704472 · Jan 24, 2023 · Schedule D 7.B.(1), fund 805-3839928258

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brendan T. S. Connor Promoter
Jonathan J. Hochberg Executive
Brendan Lake Executive
James F. Madden Promoter
Aviva S. Pinto Promoter
Paul S. Platkin Executive
Elizabeth E. Schaefer Promoter
David Spungen Executive
Adam Stern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
125 E. Elm Street Suite 200
Conshohocken, PA, 19428