Form D · Other Banking and Financial Services
HILLTOP SECURITIES INC.
Dallas, TX · CIK 0000891055
Offering snapshot reported May 16, 2025 · SEC filing
- Reported sold
- $3.85B Indefinite offering
- Investors reported
- 155 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 20, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,368,645,000 → $3,854,615,000
- Reported investors152 → 155
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 16, 2025 | Amendment | $3,854,615,000 | $485,970,000vs May 17, 2024 | 155 | SEC filing |
| May 16, 2025 | Amendment | $1,120,859,000 | $128,212,000vs May 17, 2024 | 25 | SEC filing |
| Jan 29, 2025 | Initial | $25,059,000 | No comparison | 1 | SEC filing |
| May 17, 2024 | Amendment | $3,368,645,000 | $793,495,000vs May 18, 2023 | 152 | SEC filing |
| May 17, 2024 | Amendment | $992,647,000 | $232,117,000vs May 18, 2023 | 19 | SEC filing |
| May 18, 2023 | Amendment | $760,530,000 | $265,127,000vs May 16, 2022 | 19 | SEC filing |
| May 18, 2023 | Amendment | $2,575,150,000 | $576,979,000vs May 16, 2022 | 132 | SEC filing |
| May 16, 2022 | Amendment | $495,403,000 | $158,864,000vs Dec 17, 2021 | 15 | SEC filing |
| May 16, 2022 | Amendment | $1,998,171,000 | $292,674,000vs Dec 17, 2021 | 67 | SEC filing |
| Dec 17, 2021 | Amendment | $336,539,000 | $97,541,000vs Oct 8, 2021 | 9 | SEC filing |
| Dec 17, 2021 | Amendment | $1,705,497,000 | $228,039,000vs Oct 7, 2021 | 66 | SEC filing |
| Oct 8, 2021 | Amendment | $238,998,000 | $91,503,000vs Jul 19, 2021 | 7 | SEC filing |
| Oct 7, 2021 | Amendment | $1,477,458,000 | $152,809,000vs Jul 13, 2021 | 63 | SEC filing |
| Jul 19, 2021 | Amendment | $147,495,000 | No comparison | Not reported | SEC filing |
| Jul 13, 2021 | Amendment | $1,324,649,000 | No comparison | Not reported | SEC filing |
| May 21, 2021 | Amendment | $75,792,000 | No comparison | Not reported | SEC filing |
| Apr 12, 2021 | Amendment | $1,197,124,000 | No comparison | Not reported | SEC filing |
| Mar 19, 2021 | Initial | $30,000,000 | No comparison | 2 | SEC filing |
| Jan 29, 2021 | Amendment | $980,942,000 | $142,510,000vs Dec 1, 2020 | 58 | SEC filing |
| Dec 1, 2020 | Amendment | $838,432,000 | $172,379,000vs Oct 7, 2020 | 57 | SEC filing |
| Oct 7, 2020 | Amendment | $666,053,000 | $75,797,000vs Sep 11, 2020 | 54 | SEC filing |
| Sep 11, 2020 | Amendment | $590,256,000 | $201,205,000vs Jul 10, 2020 | 52 | SEC filing |
| Jul 31, 2020 | Amendment | $526,232,000 | $137,181,000vs Jul 10, 2020 | 51 | SEC filing |
| Jul 10, 2020 | Amendment | $389,051,000 | $90,300,000vs May 22, 2020 | 45 | SEC filing |
| May 22, 2020 | Amendment | $298,751,000 | $172,253,000vs Apr 29, 2020 | 31 | SEC filing |
| Apr 29, 2020 | Amendment | $126,498,000 | $86,678,000vs Feb 24, 2020 | 22 | SEC filing |
| Feb 24, 2020 | Amendment | $39,820,000 | $20,470,000vs Dec 23, 2019 | 13 | SEC filing |
| Dec 23, 2019 | Initial | $19,350,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Debt, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.54M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-356349
Senior Secured Commercial Paper Notes - Series 2019-1
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Hilltop Securities Inc. · CRD 6220 |
Source: Form D, filed May 16, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Maria Teresa Aguilera Peon | Director |
| Laura Bonnell Alexander | Director |
| Michael Anthony Cogliano | Executive |
| Scott Coya | Executive |
| Joseph Michael Edge | Director, Executive |
| Hillel Arnold Feinberg | Executive |
| Laura Leventhal | Director, Executive |
| Michael Andrew Lyons | Executive |
| Michael John Marz | Director |
| David King Medanich | Director |
| John Richard Muschalek | Director |
| Jonathan Scott Sobel | Director |
| Martin Bradley Winges | Director, Executive |
| Brian Lane Wittneben | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
717 N. Harwood Street Suite 3400
Dallas, TX, 75201
Dallas, TX, 75201