Form D · Hedge Fund

Hills Capital Opportunity Fund, LLC

Barrington, IL · CIK 0001477162

Offering snapshot reported Nov 10, 2011 · SEC filing

Reported sold
$12.3M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.13M$12.3MNov 19, 2009: $4,000,000.00Nov 19, 2009Nov 12, 2010: $6,708,142.00Nov 12, 2010Nov 10, 2011: $12,262,593.00Nov 10, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,708,142 → $12,262,593
  • Reported investors16 → 22

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 10, 2011Amendment$12,262,593$5,554,451vs Nov 12, 201022SEC filing
Nov 12, 2010Amendment$6,708,142$2,708,142vs Nov 19, 200916SEC filing
Nov 19, 2009Initial$4,000,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136270

Source: Form D, filed Nov 10, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HILLS CAPITAL OPPORTUNITY FUND, LLC

Investment adviser: HILLS FUND MANAGEMENT, LLC

Gross asset value
$12M
Beneficial owners
30
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SENEX SOLUTIONS CHIAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor MCGLADREY CHICAGO, Illinois, United States
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker LAZARD CAPITAL MARKETS LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

LAZARD CAPITAL MARKETS LLC
CRD 134736 · SEC 8-66861

Filing source

Form ADV 615375 · Mar 29, 2012 · Schedule D 7.B.(1), fund 805-3437133541

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Hills Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 Hart Road Suite 220
Barrington, IL, 60010