Form D · Other Investment Fund
HII Shield AI-04, a Series of HII Shield AI-A LLC
New York, NY · CIK 0002146353
Offering snapshot reported Jul 21, 2026 · SEC filing
- Reported sold
- $5.38M Offering amount: $5.38M
- Investors reported
- 76 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jul 10, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 21, 2026 | Initial | $5,378,800 | No comparison | 76 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $202K
- Finders' fees
- $0
- Form D file number
- 021-591534
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Hiive Markets Limites | None | Hiive Markets Limited · CRD 316580 |
Source: Form D, filed Jul 21, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CI DEFENCE 07, A SERIES OF CIM SHI-A, LLC
Investment adviser: HIIVE ADVISORS INC.
- Gross asset value
- $5.56M
- Beneficial owners
- 76
- ADV minimum commitment
- $50K
Reported in Form ADV on Sep 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- Yes
HIIVE MARKETS LIMITED
CRD 316580 · SEC 8-70806
Filing source
Form ADV 2124841 · Sep 21, 2026 · Schedule D 7.B.(1), fund 805-7842777492
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher De Lap | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10016