Form D · Investing
Highwater Global Fund LLC
Marion, MA · CIK 0001338814
Offering snapshot reported Apr 12, 2018 · SEC filing
- Reported sold
- $275K Offering amount: $20M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Apr 1, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 12, 2018 | Initial | $275,000 | No comparison | 1 | SEC filing |
| Oct 13, 2017 | Initial | $350,000 | No comparison | 2 | SEC filing |
| Oct 12, 2016 | Initial | $400,000 | No comparison | 1 | SEC filing |
| Sep 15, 2010 | Initial | $410,000 | No comparison | 1 | SEC filing |
| Mar 12, 2010 | Initial | $117,000 | No comparison | 1 | SEC filing |
| Jan 8, 2010 | Amendment | $800,000 | $450,000vs Sep 1, 2009 | 4 | SEC filing |
| Sep 1, 2009 | Initial | $350,000 | No comparison | 2 | SEC filing |
| Jan 14, 2009 | Amendment | $1,010,000 | No comparison | Not reported | SEC filing |
| Oct 22, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 13, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 10, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 16, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 5, 2006 | Paper | Not reported | No comparison | Not reported | |
| Jan 17, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 13, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-309976
Source: Form D, filed Apr 12, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HIGHWATER GLOBAL FUND
Investment adviser: BALDWIN WEALTH PARTNERS, LLC
- Gross asset value
- $26.1M
- Beneficial owners
- 52
- ADV minimum commitment
- $250K
Reported in Form ADV on Oct 13, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SILVER LEAF PARTNERS, LLC
SEC 8-65902
SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902
Filing source
Form ADV 1045124 · Oct 13, 2016 · Schedule D 7.B.(1), fund 805-8154877333
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Baldwin | Executive |
| Taylor Baldwin | Executive |
| Baldwin Brothers Inc. Baldwin Brothers Inc. | Promoter |
| N/A Baldwin Brothers Inc. | Promoter |
| David A. Barrett | Executive |
| Farnum Brown | Executive |
| Natasha Lamb | Executive |
| John Mannix | Executive |
| William Marvel | Executive |
| New Summit Investments Llc New Summit Investments Llc | Promoter |
| Dylan Sage | Executive |
| Adam Seitchik | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:Marion, MA, 02738