Form D · Investing
HIGHWATER GLOBAL FUND II LLC
Marion, MA · CIK 0001406594
Offering snapshot reported Oct 13, 2017 · SEC filing
- Reported sold
- $950K Offering amount: $10M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 2, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 13, 2017 | Initial | $950,000 | No comparison | 4 | SEC filing |
| Jan 9, 2017 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Jan 13, 2011 | Initial | $350,000 | No comparison | 2 | SEC filing |
| Nov 12, 2010 | Amendment | $1,300,000 | $800,000vs Aug 9, 2010 | 5 | SEC filing |
| Aug 9, 2010 | Amendment | $500,000 | $100,000vs Jul 13, 2010 | 1 | SEC filing |
| Jul 13, 2010 | Initial | $400,000 | No comparison | 1 | SEC filing |
| Jun 10, 2010 | Amendment | $1,802,000 | $212,000vs May 11, 2010 | 7 | SEC filing |
| May 11, 2010 | Amendment | $1,590,000 | $350,000vs Mar 12, 2010 | 6 | SEC filing |
| Mar 12, 2010 | Amendment | $1,240,000 | $500,000vs Jan 12, 2010 | 4 | SEC filing |
| Jan 12, 2010 | Initial | $740,000 | No comparison | 2 | SEC filing |
| Aug 13, 2009 | Amendment | $715,000 | $700,000vs Apr 15, 2009 | 3 | SEC filing |
| Apr 15, 2009 | Initial | $15,000 | No comparison | Not reported | SEC filing |
| Jan 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 11, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-296637
Source: Form D, filed Oct 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HIGHWATER GLOBAL FUND II
Investment adviser: BALDWIN WEALTH PARTNERS, LLC
- Gross asset value
- $5.74M
- Beneficial owners
- 10
- ADV minimum commitment
- $250K
Reported in Form ADV on Oct 13, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SILVER LEAF PARTNERS, LLC
SEC 8-65902
SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902
Filing source
Form ADV 1045124 · Oct 13, 2016 · Schedule D 7.B.(1), fund 805-5290242012
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Baldwin | Executive |
| Taylor Baldwin | Executive |
| N/A Baldwin Brothers Inc. | Promoter |
| N/A Baldwin Brothers, Inc. | Promoter |
| David A. Barrett | Executive |
| Farnum Brown | Executive |
| Natasha Lamb | Executive |
| John Mannix | Executive |
| William Marvel | Executive |
| New Summit Investments Llc New Summit Investments Llc | Promoter |
| Dylan Sage | Executive |
| Adam Seitchik | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:Marion, MA, 02738