Form D · Hedge Fund

HighVista Liquid Multi-Asset Fund - Moderate (Cayman), Ltd.

Boston, MA · CIK 0001588164

Offering snapshot reported May 25, 2016 · SEC filing

Reported sold: $30.3M
Investors reported: 2
Minimum accepted: $0
First sale: Oct 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 25, 2016	Amendment	$30,300,000	$0vs May 28, 2015	2	SEC filing
May 28, 2015	Amendment	$30,300,000	$300,000vs Oct 2, 2013	2	SEC filing
Oct 2, 2013	Initial	$30,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-203871

The offering is an ongoing offering, without a cap, and therefore is an indefinite amount. The total amount sold is based on initial investments in the Issuer and does not reflect redemptions, appreciation or depreciation.

Source: Form D, filed May 25, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGHVISTA LIQUID MULTI-ASSET FUND - MODERATE (CAYMAN) LTD.

Investment adviser: HIGHVISTA STRATEGIES LLC

Gross asset value: $3.3M
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Jun 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICE (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands

Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Marketer SMBC NIKKO SECURITIES, INC. TOKYO, Japan Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1025153 · Jun 28, 2016 · Schedule D 7.B.(1), fund 805-6015308379

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Philip Cater	Director
Brian Chu	Director
Investment Manager High Vista Strategies Llc	Promoter
Karl O'reilly	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Highvista Strategies Llc 200 Clarendon St, 50 Th Fl
Boston, MA, 02116