Form D · Private Equity Fund
Highstar Capital IV Prism, L.P.
New York, NY · CIK 0001503821
Offering snapshot reported Oct 27, 2011 · SEC filing
- Reported sold
- $1.13B Indefinite offering
- Investors reported
- 44 Form D · investor count
- Minimum accepted
- $400K Reported outside-investor minimum
- First sale
- Nov 29, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 44
- Minimum accepted$1,000,000 → $400,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 27, 2011 | Amendment | $1,128,105,341 | No comparison | 44 | SEC filing |
| Oct 27, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-149661
Total amount sold includes both limited partner and general partner interests for all entities integrated into the offering.
Estimate for Issuer and parallel funds; actual amounts depend on sales. Clarification off item 12: PineBridge Investments Japan Co., Ltd. is a foreign placement agent, will not solicit in the US and only receives commissions on Japanese investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Probitas Funds Group, LLC | 115876 | |
| PineBridge Securities LLC | 5967 | |
| PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) | None |
Source: Form D, filed Oct 27, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
HIGHSTAR CAPITAL IV PRISM, L.P.
Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.
- Gross asset value
- $31.6M
- Beneficial owners
- 22
- ADV minimum commitment
- $0
Reported in Form ADV on Aug 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
WELLS FARGO BANK NA
LEI KB1H1DSPRFMYMCUFXT09
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $148,797,000 | 22 | Mar 31, 2022 |
| 2022 | $122,809,000 | 75 | Apr 1, 2023 |
| 2023 | $122,809,000 | 75 | Mar 28, 2024 |
| 2024 | $29,585,606 | 22 | Mar 31, 2025 |
| 2025 | $31,615,051 | 22 | Mar 31, 2026 |
Filing source
Form ADV 2122656 · Aug 17, 2026 · Schedule D 7.B.(1), fund 805-3548921780
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher Beall | Executive, Promoter |
| N/A Highstar Capital Gp Iv Holdings | Executive, Promoter |
| N/A Highstar Capital Gp Iv, Llc | Executive, Promoter |
| N/A Highstar Capital Gp Iv, L.P. | Executive, Promoter |
| Hayden Horowitz | Executive, Promoter |
| James Kowalishin | Executive, Promoter |
| Christopher Lee | Executive, Promoter |
| Scott Litman | Executive, Promoter |
| Michael Miller | Executive, Promoter |
| James Timmins | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10172
Phone: 646-857-8700