Form D · Hedge Fund
HIGHLAND OFFSHORE FUND
Grand Cayman, E9 · CIK 0001448529
Offering snapshot reported Oct 15, 2009 · SEC filing
- Reported sold
- $500K Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Oct 1, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 15, 2009 | Amendment | $500,000 | No comparison | 2 | SEC filing |
| Oct 16, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-123730
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lincoln Financial Advisors Corporation | 3978 |
Source: Form D, filed Oct 15, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Greg D. Anderson | Director, Executive |
| Roger C. Bowden | Director, Executive |
| N/A Mount Yale Asset Management, Llc | Promoter |
| John L. Sabre | Director, Executive |
| Michael J. Sabre | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Appleby Trust (Cayman) Ltd Clifton House, 75 Fort Street
Grand Cayman, E9, KY1-1108
Grand Cayman, E9, KY1-1108