Form D · Hedge Fund

HIGHLAND CAPITAL MANAGEMENT, L.P.

Chicago, IL · CIK 0001107729

Offering snapshot reported Nov 29, 2023 · SEC filing

Reported sold
$3.9M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.95M$3.9MAug 10, 2021: $3,902,909.00Aug 10, 2021Nov 29, 2021: $3,902,909.00Nov 29, 2022: $3,902,909.00Nov 29, 2022Nov 29, 2023: $3,902,909.00Nov 29, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2023Amendment$3,902,909$0vs Nov 29, 20228SEC filing
Nov 29, 2022Amendment$3,902,909$0vs Nov 29, 20218SEC filing
Nov 29, 2021Amendment$3,902,909$0vs Aug 10, 20218SEC filing
Aug 10, 2021Amendment$3,902,909No comparisonNot reportedSEC filing
Aug 10, 2020Amendment$3,902,909$0vs Aug 29, 20198SEC filing
Aug 29, 2019Amendment$3,902,909$0vs Nov 27, 20188SEC filing
Nov 27, 2018Amendment$3,902,909$3,255,909vs Nov 21, 20173SEC filing
Nov 21, 2017Amendment$647,000$0vs Nov 14, 20163SEC filing
Nov 14, 2016Initial$647,000No comparison3SEC filing
Apr 12, 2016Amendment$59,825,658$532,463vs Feb 8, 2016148SEC filing
Feb 8, 2016Initial$59,293,195No comparison148SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-274438

Source: Form D, filed Nov 29, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGHLAND CAPITAL MANAGEMENT, L.P.

Investment adviser: DEBUSSY CAPITAL MANAGEMENT LP

Gross asset value
$18.8M
Beneficial owners
37
ADV minimum commitment
$250K

Reported in Form ADV on Dec 20, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORTON LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS & CO. LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORTON LLP
PCAOB 248

GOLDMAN SACHS & CO. LLC
SEC 8-129

Filing source

Form ADV 1259311 · Dec 20, 2018 · Schedule D 7.B.(1), fund 805-8567595396

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Chad Eisenberg Executive
N/A First Trust Capital Management L.P. Executive
N/A Ftcs Highland Fund Gp Llc Executive
Dan Lancz Executive
Jeff O'brien Executive
N/A Vivaldi Capital Management, Llc Executive
N/A Vivaldi Highland Gp, Llc Executive
N/A Vivaldi Holdings, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
225 West Wacker Drive 21st Floor
Chicago, IL, 60606