Form D · Other Investment Fund
Highclere International Investors SMID Fund
Westport, CT · CIK 0001456980
Offering snapshot reported Sep 20, 2024 · SEC filing
- Reported sold
- $3.7B Indefinite offering
- Investors reported
- 292 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,632,000,000 → $3,695,000,000
- Reported investors291 → 292
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 20, 2024 | Amendment | $3,695,000,000 | $63,000,000vs Sep 22, 2023 | 292 | SEC filing |
| Sep 22, 2023 | Amendment | $3,632,000,000 | $3,306,000,000vs Sep 22, 2022 | 291 | SEC filing |
| Sep 22, 2022 | Amendment | $326,000,000 | -$3,276,000,000vs Sep 23, 2021 | 291 | SEC filing |
| Sep 23, 2021 | Amendment | $3,602,000,000 | $42,000,000vs Sep 22, 2020 | 287 | SEC filing |
| Sep 22, 2020 | Amendment | $3,560,000,000 | $196,000,000vs Sep 20, 2019 | 281 | SEC filing |
| Sep 20, 2019 | Amendment | $3,364,000,000 | $0vs May 8, 2019 | 268 | SEC filing |
| May 8, 2019 | Amendment | $3,364,000,000 | $91,000,000vs May 7, 2018 | 268 | SEC filing |
| May 7, 2018 | Amendment | $3,273,000,000 | $271,000,000vs Jan 26, 2017 | 256 | SEC filing |
| May 5, 2017 | Amendment | $3,002,000,000 | $0vs Jan 26, 2017 | 231 | SEC filing |
| Jan 26, 2017 | Amendment | $3,002,000,000 | $83,000,000vs Jan 21, 2016 | 231 | SEC filing |
| Jan 21, 2016 | Amendment | $2,919,000,000 | $199,060,000vs Jan 23, 2015 | 224 | SEC filing |
| Jan 23, 2015 | Amendment | $2,719,940,000 | $477,940,000vs Jul 21, 2014 | 195 | SEC filing |
| Jul 21, 2014 | Amendment | $2,242,000,000 | $1,619,000,000vs Jan 28, 2013 | 153 | SEC filing |
| Jan 28, 2013 | Amendment | $623,000,000 | $364,000,000vs Jan 23, 2012 | 66 | SEC filing |
| Jan 23, 2012 | Amendment | $259,000,000 | $187,000,000vs Jan 26, 2011 | 35 | SEC filing |
| Jan 26, 2011 | Amendment | $72,000,000 | $51,000,000vs Jan 26, 2010 | 16 | SEC filing |
| Jan 26, 2010 | Amendment | $21,000,000 | $0vs Mar 3, 2009 | 8 | SEC filing |
| Mar 3, 2009 | Amendment | $21,000,000 | No comparison | Not reported | SEC filing |
| Feb 25, 2009 | Initial | $741,000,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-127172
Source: Form D, filed Sep 20, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HIGHCLERE INTERNATIONAL INVESTORS SMID FUND
Investment adviser: HIGHCLERE INTERNATIONAL INVESTORS LLP
- Gross asset value
- $171M
- Beneficial owners
- 36
- ADV minimum commitment
- $2M
Reported in Form ADV on Jun 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PWC
PCAOB 238
Filing source
Form ADV 2111963 · Jun 29, 2026 · Schedule D 7.B.(1), fund 805-3419993489
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fergus W. Gilmour | Executive |
| ' Highclere International Investors, Llp | Promoter |
| N/A Highclere International Investors, Llp | Promoter |
| Nikunj Hindocha | Executive |
| Edward L. Makin | Executive |
| Susan Joanna Steele | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Westport, CT, 06880