Form D · Other Investment Fund
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND
Westport, CT · CIK 0001366584
Offering snapshot reported Sep 18, 2026 · SEC filing
- Reported sold
- $3.47B Indefinite offering
- Investors reported
- 320 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 9, 2006 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 18, 2026 | Amendment | $3,474,000,000 | No comparison | 320 | SEC filing |
| Sep 20, 2024 | Amendment | $3,352,000,000 | $60,000,000vs Sep 22, 2023 | 317 | SEC filing |
| Sep 22, 2023 | Amendment | $3,292,000,000 | $241,000,000vs Sep 22, 2022 | 312 | SEC filing |
| Sep 22, 2022 | Amendment | $3,051,000,000 | $64,000,000vs Sep 23, 2021 | 309 | SEC filing |
| Sep 23, 2021 | Amendment | $2,987,000,000 | $101,000,000vs Sep 22, 2020 | 304 | SEC filing |
| Sep 22, 2020 | Amendment | $2,886,000,000 | $516,000,000vs Sep 20, 2019 | 300 | SEC filing |
| Sep 20, 2019 | Amendment | $2,370,000,000 | $0vs May 8, 2019 | 270 | SEC filing |
| May 8, 2019 | Amendment | $2,370,000,000 | $197,000,000vs May 7, 2018 | 270 | SEC filing |
| May 7, 2018 | Amendment | $2,173,000,000 | $129,000,000vs Jan 26, 2017 | 260 | SEC filing |
| May 5, 2017 | Amendment | $2,044,000,000 | $0vs Jan 26, 2017 | 243 | SEC filing |
| Jan 26, 2017 | Amendment | $2,044,000,000 | $181,000,000vs Jan 21, 2016 | 243 | SEC filing |
| Jan 21, 2016 | Amendment | $1,863,000,000 | $69,350,000vs Jan 23, 2015 | 230 | SEC filing |
| Jan 23, 2015 | Amendment | $1,793,650,000 | $248,650,000vs Jul 21, 2014 | 216 | SEC filing |
| Jul 21, 2014 | Amendment | $1,545,000,000 | $61,000,000vs Jan 28, 2013 | 202 | SEC filing |
| Jan 28, 2013 | Amendment | $1,484,000,000 | $242,000,000vs Jan 23, 2012 | 135 | SEC filing |
| Jan 23, 2012 | Amendment | $1,242,000,000 | $1,240,677,000vs Jan 26, 2011 | 124 | SEC filing |
| Jan 26, 2011 | Amendment | $1,323,000 | -$837,677,000vs Jan 26, 2010 | 122 | SEC filing |
| Jan 26, 2010 | Amendment | $839,000,000 | $98,000,000vs Mar 3, 2009 | 105 | SEC filing |
| Mar 3, 2009 | Amendment | $741,000,000 | No comparison | Not reported | SEC filing |
| Feb 25, 2009 | Amendment | $21,000,000 | No comparison | Not reported | SEC filing |
| Jun 8, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-91054
Source: Form D, filed Sep 18, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND
Investment adviser: HIGHCLERE INTERNATIONAL INVESTORS LLP
- Gross asset value
- $571M
- Beneficial owners
- 72
- ADV minimum commitment
- $2M
Reported in Form ADV on Jun 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PWC
PCAOB 238
Filing source
Form ADV 2111963 · Jun 29, 2026 · Schedule D 7.B.(1), fund 805-6674015861
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fergus W. Gilmour | Executive |
| ' Highclere International Investors, Llp | Promoter |
| N/A Highclere International Investors, Llp | Promoter |
| Nikunj Hindocha | Executive |
| Edward L. Makin | Executive |
| Susan Joanna Steele | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Westport, CT, 06880