Form D · Other Investment Fund

Highclere International Investors Emerging Markets SMID Fund

Westport, CT · CIK 0001598032

Offering snapshot reported Sep 23, 2021 · SEC filing

Reported sold
$1.26B
Indefinite offering
Investors reported
213
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 16, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$631M$1.26BJan 24, 2014: $6,817,506.00Jan 24, 2014Jan 23, 2015: $609,340,000.00Jan 21, 2016: $774,000,000.00Jan 26, 2017: $954,000,000.00May 5, 2017: $954,000,000.00May 7, 2018: $1,119,000,000.00May 8, 2019: $1,146,000,000.00Sep 20, 2019: $1,146,000,000.00Sep 22, 2020: $1,243,000,000.00Sep 23, 2021: $1,262,000,000.00Sep 23, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,243,000,000 → $1,262,000,000
  • Reported investors211 → 213

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 23, 2021Amendment$1,262,000,000$19,000,000vs Sep 22, 2020213SEC filing
Sep 22, 2020Amendment$1,243,000,000$97,000,000vs Sep 20, 2019211SEC filing
Sep 20, 2019Amendment$1,146,000,000$0vs May 8, 2019198SEC filing
May 8, 2019Amendment$1,146,000,000$27,000,000vs May 7, 2018198SEC filing
May 7, 2018Amendment$1,119,000,000$165,000,000vs Jan 26, 2017190SEC filing
May 5, 2017Amendment$954,000,000$0vs Jan 26, 2017172SEC filing
Jan 26, 2017Amendment$954,000,000$180,000,000vs Jan 21, 2016172SEC filing
Jan 21, 2016Amendment$774,000,000$164,660,000vs Jan 23, 2015154SEC filing
Jan 23, 2015Amendment$609,340,000$602,522,494vs Jan 24, 2014123SEC filing
Jan 24, 2014Initial$6,817,506No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-210687

Source: Form D, filed Sep 23, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGHCLERE INTERNATIONAL INVESTORS EMERGING MARKETS SMID FUND

Investment adviser: HIGHCLERE INTERNATIONAL INVESTORS LLP

Gross asset value
$738M
Beneficial owners
122
ADV minimum commitment
$2M

Reported in Form ADV on May 14, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PWC
PCAOB 42

Filing source

Form ADV 1509102 · May 14, 2021 · Schedule D 7.B.(1), fund 805-7812586303

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Fergus W. Gilmour Executive
' Highclere International Investors, Llp Promoter
N/A Highclere International Investors, Llp Promoter
Nikunj Hindocha Executive
Edward L. Makin Executive
Susan Joanna Steele Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8 Wright Street Suite 107
Westport, CT, 06880