Form D · Hedge Fund

Highbridge Quantitative Commodities Fund, Ltd.

New York, NY · CIK 0001475235

Offering snapshot reported Dec 18, 2013 · SEC filing

Reported sold: $69.4M
Investors reported: 47
Minimum accepted: $100K
First sale: Oct 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$66,409,930 → $69,409,930
Reported investors46 → 47

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 18, 2013	Amendment	$69,409,930	$3,000,000vs Dec 21, 2012	47	SEC filing
Dec 21, 2012	Amendment	$66,409,930	$42,389,000vs Dec 21, 2011	46	SEC filing
Dec 21, 2011	Amendment	$24,020,930	$14,720,000vs Dec 22, 2010	23	SEC filing
Dec 22, 2010	Amendment	$9,300,930	$1,750,000vs Feb 26, 2010	8	SEC filing
Feb 26, 2010	Amendment	$7,550,930	No comparison	5	SEC filing
Oct 30, 2009	Initial	Yet to sell	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-135732

Responses in Items #13 and #14 are estimates.

Estimated fees may have been paid to JPM from other sources and may continue to be paid, but are unknown to the Issuer and cannot be estimated.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC ("JPM")	79	J.P. Morgan Securities LLC · CRD 79

Source: Form D, filed Dec 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGHBRIDGE QUANTITATIVE COMMODITIES FUND, LTD.

Investment adviser: HIGHBRIDGE CAPITAL MANAGEMENT, LLC

Gross asset value: $401M
Beneficial owners: 485
ADV minimum commitment: $5M

Reported in Form ADV on Feb 26, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS LLP GRAND CAYMAN, Cayman Islands

Marketer J.P. MORGAN ASSET MANAGEMENT LONDON, United Kingdom Related to adviser: Yes

Marketer JP MORGAN ASSET MANAGEMENT (EUROPE) S.A.R.L. SENNINGERBERG, Luxembourg Related to adviser: Yes

Marketer J.P. MORGAN ASSET MANAGEMENT MARKETING LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer J.P. MORGAN INSTITUTIONAL INVESTMENTS NEW YORK, New York, United States Related to adviser: Yes

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer J.P. MORGAN (SUISSE) SA GENEVA, Switzerland Related to adviser: Yes

Marketer MERCER INVESTMENT CONSULTING, INC. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN ASSET MANAGEMENT
CRD 135960 · SEC 801-64725

J.P. MORGAN INSTITUTIONAL INVESTMENTS
CRD 102920 · SEC 801-64031

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

MERCER INVESTMENT CONSULTING, INC.
CRD 105631 · SEC 801-9613

Filing source

Form ADV 791384 · Feb 26, 2014 · Schedule D 7.B.(1), fund 805-1316070664

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Crawshaw	Director
Clive Harris	Director
John Oliva	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 West 57 Th Street
New York, NY, 10019