Form D · Other Investment Fund

Highbridge Principal Strategies - Senior Loan Fund II-L, L.P.

New York, NY · CIK 0001484791

Offering snapshot reported Jul 15, 2010 · SEC filing

Reported sold
$24M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 18, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12M$24MMar 3, 2010: $10,250,000.00Mar 3, 2010Jul 15, 2010: $23,950,000.00Jul 15, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,250,000 → $23,950,000
  • Reported investors2 → 12

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 15, 2010Amendment$23,950,000$13,700,000vs Mar 3, 201012SEC filing
Mar 3, 2010Initial$10,250,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139201
Limited Partnership Units

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC816

Source: Form D, filed Jul 15, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGHBRIDGE PRINCIPAL STRATEGIES - SENIOR LOAN FUND II-L, L.P.

Investment adviser: HIGHBRIDGE CAPITAL MANAGEMENT, LLC

Gross asset value
$17.7M
Beneficial owners
21
ADV minimum commitment
$10M

Reported in Form ADV on Dec 9, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 845479 · Dec 9, 2014 · Schedule D 7.B.(1), fund 805-4679349904

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Crawshaw Director
Clive Harris Director
John Oliva Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 West 57 Th Street
New York, NY, 10019