Form D · Hedge Fund

Credit Opportunities Fund 2011, Ltd.

New York, NY · CIK 0001525360

Offering snapshot reported Jun 13, 2017 · SEC filing

Reported sold
$80M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$40M$80MJul 13, 2011: $2,000,000.00Jul 13, 2011Jul 11, 2012: $4,880,000.00Jun 27, 2013: $6,630,000.00Jun 5, 2014: $79,990,000.00Jun 5, 2015: $79,990,000.00Jun 8, 2016: $79,990,000.00Jun 13, 2017: $79,990,000.00Jun 13, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 13, 2017Amendment$79,990,000$0vs Jun 8, 201630SEC filing
Jun 8, 2016Amendment$79,990,000$0vs Jun 5, 201530SEC filing
Jun 5, 2015Amendment$79,990,000$0vs Jun 5, 201420SEC filing
Jun 5, 2014Amendment$79,990,000$73,360,000vs Jun 27, 201320SEC filing
Jun 27, 2013Amendment$6,630,000$1,750,000vs Jul 11, 20126SEC filing
Jul 11, 2012Amendment$4,880,000$2,880,000vs Jul 13, 20114SEC filing
Jul 13, 2011Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-162829
Responses in Items #13 and #14 are estimates.
Estimated fees may have been paid to JPM and JPMII from other sources and may continue to be paid, but are unknown to the Issuer and cannot be estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC ("JPM")79J.P. Morgan Securities LLC · CRD 79
J.P. Morgan Institutional Investments Inc. ("JPMII")102920J.P. Morgan Institutional Investments Inc. · CRD 102920

Source: Form D, filed Jun 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CREDIT OPPORTUNITIES FUND 2011, LTD.

Investment adviser: HPS INVESTMENT PARTNERS, LLC

Gross asset value
$31.1M
Beneficial owners
15
ADV minimum commitment
$5M

Reported in Form ADV on Mar 4, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP GRAND CAYMAN, Cayman Islands
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 1266

Filing source

Form ADV 1257652 · Mar 4, 2019 · Schedule D 7.B.(1), fund 805-3699415353

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Crawshaw Director
Clive Harris Director
John Oliva Executive
Faith Rosenfeld Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 West 57 Th Street
New York, NY, 10019