Form D · Hedge Fund

Highbridge Multi-Strategy Institutional Fund, Ltd.

New York, NY · CIK 0001517923

Offering snapshot reported Apr 18, 2019 · SEC filing

Reported sold
$440M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$220M$440MApr 13, 2011: $84,054,317.00Apr 13, 2011Mar 16, 2012: $100,489,782.00Mar 6, 2013: $150,489,782.00Mar 4, 2014: $151,968,028.00Mar 2, 2015: $163,968,028.00Jun 12, 2015: $163,968,028.00Jun 14, 2016: $164,543,374.00Jun 14, 2017: $314,543,374.00Sep 19, 2017: $314,543,374.00Sep 18, 2018: $439,543,374.00Apr 18, 2019: $439,543,374.00Apr 18, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2019Amendment$439,543,374$0vs Sep 18, 20188SEC filing
Sep 18, 2018Amendment$439,543,374$125,000,000vs Sep 19, 20178SEC filing
Sep 19, 2017Amendment$314,543,374$0vs Jun 14, 20177SEC filing
Jun 14, 2017Amendment$314,543,374$150,000,000vs Jun 14, 20167SEC filing
Jun 14, 2016Amendment$164,543,374$575,346vs Jun 12, 20155SEC filing
Jun 12, 2015Amendment$163,968,028$0vs Mar 2, 20155SEC filing
Mar 2, 2015Amendment$163,968,028$12,000,000vs Mar 4, 20145SEC filing
Mar 4, 2014Amendment$151,968,028$1,478,246vs Mar 6, 20134SEC filing
Mar 6, 2013Amendment$150,489,782$50,000,000vs Mar 16, 20124SEC filing
Mar 16, 2012Amendment$100,489,782$16,435,465vs Apr 13, 20114SEC filing
Apr 13, 2011Initial$84,054,317No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-158262
Responses in Items #13 and #14 are estimates.
Estimated fees may have been paid to JPM, JPMII, UBS & Newedge from other sources and may continue to be paid to JPM & JPMII, but are unknown to the Issuer and cannot be estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC ("JPM")79J.P. Morgan Securities LLC · CRD 79
NEWEDGE USA, LLC ("Newedge")36118NEWEDGE USA, LLC · CRD 36118
J.P. Morgan Institutional Investments Inc. ("JPMII")102920J.P. Morgan Institutional Investments Inc. · CRD 102920
UBS FINANCIAL SERVICES INC. ("UBS")8174UBS FINANCIAL SERVICES INC. · CRD 8174

Source: Form D, filed Apr 18, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGHBRIDGE MULTI-STRATEGY INSTITUTIONAL FUND, LTD.

Investment adviser: HIGHBRIDGE CAPITAL MANAGEMENT, LLC

Gross asset value
$85K
Beneficial owners
0
ADV minimum commitment
$10M

Reported in Form ADV on Nov 21, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LTD. GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP GRAND CAYMAN, Cayman Islands
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Filing source

Form ADV 1800772 · Nov 21, 2023 · Schedule D 7.B.(1), fund 805-6158979493

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Crawshaw Director
Clive Harris Director
John Oliva Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 West 57 Th Street, 32 Nd Floor
New York, NY, 10019