Form D · Hedge Fund

Highbridge Long Short Equity Fund L P

New York, NY · CIK 0001302661

Offering snapshot reported Oct 16, 2013 · SEC filing

Reported sold: $961M
Investors reported: 192
Minimum accepted: $0
First sale: May 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$952,894,956 → $961,056,756

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 16, 2013	Amendment	$961,056,756	$8,161,800vs Oct 16, 2012	192	SEC filing
Oct 16, 2012	Amendment	$952,894,956	$20,930,824vs Oct 25, 2011	192	SEC filing
Oct 25, 2011	Amendment	$931,964,132	$332,735,998vs Nov 12, 2010	165	SEC filing
Nov 12, 2010	Amendment	$599,228,134	$195,098,508vs Mar 3, 2010	133	SEC filing
Oct 29, 2010	Amendment	$599,228,134	$195,098,508vs Mar 3, 2010	89	SEC filing
Mar 3, 2010	Amendment	$404,129,626	No comparison	72	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-69168

Responses in Items #13 and #14 are estimates.

Estimated fees may have been paid to JPM and/or JPMDS from other sources and may continue to be paid, but are unknown to the Issuer and cannot be estimated.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC ("JPM")	79	J.P. Morgan Securities LLC · CRD 79
JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS")	104234	JPMORGAN DISTRIBUTION SERVICES, INC. · CRD 104234

Source: Form D, filed Oct 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGHBRIDGE LONG/SHORT EQUITY FUND, L.P.

Investment adviser: HIGHBRIDGE CAPITAL MANAGEMENT, LLC

Gross asset value: $148M
Beneficial owners: 30
ADV minimum commitment: $2M

Reported in Form ADV on Dec 9, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Marketer JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK, New York, United States Related to adviser: Yes

Marketer J.P. MORGAN INSTITUTIONAL INVESTMENTS NEW YORK, New York, United States Related to adviser: Yes

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

JPMORGAN DISTRIBUTION SERVICES, INC.
CRD 104234 · SEC 8-52700

J.P. MORGAN INSTITUTIONAL INVESTMENTS
CRD 102920 · SEC 801-64031

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Filing source

Form ADV 845479 · Dec 9, 2014 · Schedule D 7.B.(1), fund 805-2329304660

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Crawshaw	Director
Clive Harris	Director
John Oliva	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 West 57 Th St
New York, NY, 10019