Form D · Hedge Fund

Highbridge Leveraged Loan Partners Fund III, L.P.

New York, NY · CIK 0001505172

Offering snapshot reported Oct 3, 2014 · SEC filing

Reported sold
$870M
Indefinite offering
Investors reported
957
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$435M$870MNov 12, 2010: $283,316,591.00Nov 12, 2010Oct 31, 2011: $283,316,591.00Oct 16, 2012: $290,502,837.00Dec 21, 2012: $580,044,837.00Oct 16, 2013: $869,586,837.00Oct 16, 2013: $869,586,837.00Oct 3, 2014: $869,586,837.00Oct 3, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2014Amendment$869,586,837$0vs Oct 16, 2013957SEC filing
Oct 16, 2013Amendment$869,586,837$289,542,000vs Dec 21, 2012957SEC filing
Oct 16, 2013Amendment$869,586,837$289,542,000vs Dec 21, 2012957SEC filing
Dec 21, 2012Amendment$580,044,837$289,542,000vs Oct 16, 2012651SEC filing
Oct 16, 2012Amendment$290,502,837$7,186,246vs Oct 31, 2011345SEC filing
Oct 31, 2011Amendment$283,316,591$0vs Nov 12, 2010340SEC filing
Nov 12, 2010Initial$283,316,591No comparison339SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-150370
Responses in Items #13 and #14 are estimates.
Estimated fees may have been paid to JPM from other sources and may continue to be paid, but are unknown to the Issuer and cannot be estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC ("JPM")79J.P. Morgan Securities LLC · CRD 79

Source: Form D, filed Oct 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGHBRIDGE LEVERAGED LOAN PARTNERS FUND III, L.P.

Investment adviser: HIGHBRIDGE CAPITAL MANAGEMENT, LLC

Gross asset value
$302M
Beneficial owners
585
ADV minimum commitment
$250K

Reported in Form ADV on Feb 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 983040 · Feb 26, 2016 · Schedule D 7.B.(1), fund 805-6277447574

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Crawshaw Director
Clive Harris Director
John Oliva Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 West 57 Th Street
New York, NY, 10019