Form D · Other Investment Fund
Highbridge Commodities FuturesAccess LLC
New York, NY · CIK 0001534977
Offering snapshot reported Oct 15, 2013 · SEC filing
- Reported sold
- $79.5M Indefinite offering
- Investors reported
- 840 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$74,879,098 → $79,477,616
- Reported investors786 → 840
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 15, 2013 | Amendment | $79,477,616 | $4,598,518vs Dec 14, 2012 | 840 | SEC filing |
| Dec 14, 2012 | Amendment | $74,879,098 | $30,300,904vs Mar 16, 2012 | 786 | SEC filing |
| Mar 16, 2012 | Amendment | $44,578,194 | $19,704,019vs Nov 16, 2011 | 301 | SEC filing |
| Nov 16, 2011 | Initial | $24,874,175 | No comparison | 22 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.99M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-168809
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire FuturesAccess Program.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Oct 15, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Louis Costabile | Director, Executive |
| Justin Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann Morgan | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10080