Form D · Other Investment Fund
High Yield Corporate Bond Series, a series of MacKay Shields Series Fund LLC
New York, NY · CIK 0002049646
Offering snapshot reported Dec 23, 2025 · SEC filing
- Reported sold
- $42.2M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 12, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$30,610,000 → $42,210,000
- Reported investors11 → 12
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 23, 2025 | Amendment | $42,210,000 | $11,600,000vs Dec 23, 2024 | 12 | SEC filing |
| Dec 23, 2024 | Initial | $30,610,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K
- Finders' fees
- $0
- Form D file number
- 021-533153
The Investment Manager of the Issuer shares a portion of its management fee received from the Issuer with one or more of the Issuer's placement agents. Such placement agents may receive other fees (e.g., sales loads) payable directly to the placement
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NYLIFE Distributors LLC | 35350 |
Source: Form D, filed Dec 23, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rene A. Bustamante | Executive |
| John M. Loffredo | Executive |
| N/A Mac Kay Shields Llc | Promoter |
| N/A Mac Kay Shields Series Fund Managing Member Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10171