Form D · Other Investment Fund
Hico170, a trust series of Roofstock One Trust
Oakland, CA · CIK 0001793819
Offering snapshot reported Nov 14, 2019 · SEC filing
- Reported sold
- $6.8K Offering amount: $68K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $6.8K Reported outside-investor minimum
- First sale
- Oct 31, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 14, 2019 | Initial | $6,800 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $470 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-353335
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| North Capital Private Securities Corp | 154559 |
Source: Form D, filed Nov 14, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary Beasley | Director, Executive, Promoter |
| Geoffrey Thompson | Director, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2001 Broadway 4 Th Floor
Oakland, CA, 94612
Oakland, CA, 94612