Form D · Manufacturing

HICKOK INC

Cleveland, OH · CIK 0000047307

Offering snapshot reported Jan 13, 2014 · SEC filing

Reported sold: $0
Investors reported: 1
Minimum accepted: $250K
First sale: Dec 30, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 13, 2014	Initial	$0	No comparison	1	SEC filing
Jan 11, 2013	Initial	$0	No comparison	2	SEC filing
Jan 12, 2012	Initial	$712,471	No comparison	2	SEC filing

Offering details

Securities: Debt, Option to acquire, Security to be acquired
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-209849

Remaining amount to be sold represents (i) up to $716,879.88 in principal amount of convertible debentures issuable prior to December 30, 2014 and (ii) up to 387,504 shares issuable upon conversion of such convertible debentures.

Source: Form D, filed Jan 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James F. Allen	Executive
Robert L. Bauman	Director, Executive
Patrick R. Bauman	Executive
William A. Bruner	Executive
Edward F. Crawford	Director
Jennifer A. Elliot	Director
Jennifer A. Elliott	Director
George R. Hart	Executive
T. Harold Hudson	Director
James T. Martin	Director
Michael L. Miller	Director
Steven H. Rosen	Director
Janet H. Slade	Director
Kirin M Smith	Director
Gregory M. Zoloty	Executive

Issuer details

Industry: Manufacturing (See others in industry)

Address:

10514 Dupont Ave
Cleveland, OH, 44108