Form D · Other Investment Fund

HG Capital IX, LLC

Menlo Park, CA · CIK 0001481819

Offering snapshot reported Mar 28, 2011 · SEC filing

Reported sold: $22.7M
Investors reported: 45
Minimum accepted: $100K
First sale: Mar 26, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$4,625,000 → $22,650,000
Reported investors10 → 45

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2011	Amendment	$22,650,000	$18,025,000vs Apr 13, 2010	45	SEC filing
Apr 13, 2010	Initial	$4,625,000	No comparison	10	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-140492

Source: Form D, filed Mar 28, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HG CAPITAL IX, LLC

Investment adviser: HG CAPITAL, LLC

Gross asset value: $5.73M
Beneficial owners: 55
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNICK LLP LOS ANGELES, California, United States

Custodian HERITAGE BANK PALO ALTO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

Filing source

Form ADV 2082323 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-1526183603

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
HG Capital IX, LLC (this fund)	Mar 28, 2011	$22,650,000	45
HG Capital X, LLC	Feb 8, 2013	$21,575,000	38
HG Capital XI, LLC	Mar 31, 2016	$30,050,000	37

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert Allen, Jr.	Director, Executive
Henry Bandet	Director, Executive
Andrew Jobst	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

633 Menlo Avenue, Suite 200
Menlo Park, CA, 94025