Form D · Hedge Fund

HFRX III Tracker Master Trust

Chicago, IL · CIK 0001535059

Offering snapshot reported Jul 5, 2016 · SEC filing

Reported sold: $1.02B
Investors reported: 6
Minimum accepted: $1M
First sale: Oct 3, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$960,703,582 → $1,017,793,570

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 5, 2016	Amendment	$1,017,793,570	$57,089,988vs Jun 16, 2015	6	SEC filing
Jun 16, 2015	Amendment	$960,703,582	$960,703,582vs Jun 6, 2014	6	SEC filing
Jun 6, 2014	Amendment	$0	$0vs May 21, 2013	10	SEC filing
May 21, 2013	Amendment	$0	No comparison	10	SEC filing
Nov 23, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-169154

Source: Form D, filed Jul 5, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HFRX III ED: DISTRESSED/RESTRUCTURING TRACKER FUND

Investment adviser: HFR ASSET MANAGEMENT, L.L.C

Gross asset value: $109M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Aug 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (BERMUDA) LIMITED PEMBROKE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LTD HAMILTON, Bermuda

Custodian BUTTERFIELD TRUST (BERMUDA) LIMITED HAMILTON, Bermuda Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1038042 · Aug 30, 2016 · Schedule D 7.B.(1), fund 805-9930479768

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Hfr Asset Management, Llc	Promoter
John Michael Klimek	Executive
Joseph G. Nicholas	Executive
N/A N/A Riverside Portfolio Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 S. Riverside Plaza Suite 700
Chicago, IL, 60606