Form D · Other Investment Fund

HFP Opportunistic Fund LLC

New York, NY · CIK 0001406997

Offering snapshot reported May 30, 2017 · SEC filing

Reported sold
$123M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$61.7M$123MJan 13, 2010: $123,410,000.00Jan 13, 2010Jan 12, 2011: $123,410,000.00Dec 23, 2011: $123,410,000.00Sep 25, 2012: $123,410,000.00May 30, 2013: $123,410,000.00May 30, 2014: $123,410,000.00May 29, 2015: $123,410,000.00May 31, 2016: $123,410,000.00May 30, 2017: $123,410,000.00May 30, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 30, 2017Amendment$123,410,000$0vs May 31, 20164SEC filing
May 31, 2016Amendment$123,410,000$0vs May 29, 20154SEC filing
May 29, 2015Amendment$123,410,000$0vs May 30, 20144SEC filing
May 30, 2014Amendment$123,410,000$0vs May 30, 20134SEC filing
May 30, 2013Amendment$123,410,000$0vs Sep 25, 20124SEC filing
Sep 25, 2012Amendment$123,410,000$0vs Dec 23, 20114SEC filing
Dec 23, 2011Amendment$123,410,000$0vs Jan 12, 20114SEC filing
Jan 12, 2011Amendment$123,410,000$0vs Jan 13, 20104SEC filing
Jan 13, 2010Amendment$123,410,000No comparison4SEC filing
Jul 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-106196

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman, Sachs & Co.361

Source: Form D, filed May 30, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LLC

Investment adviser: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC

Gross asset value
$669K
Beneficial owners
3
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian JPMORGAN CHASE N.A. NEW YORK, New York, United States Related to adviser: No
Marketer GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
CRD 361 · SEC 801-16048

Filing source

Form ADV 795044 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-3735187167

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Barbetta Director
Kent Clark Executive
Helen A. Crowley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198