Form D · Other
Heritage Global Inc.
San Diego, CA · CIK 0000849145
Offering snapshot reported Apr 8, 2016 · SEC filing
- Reported sold
- $16.8K Offering amount: $16.8K
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 31, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 8, 2016 | Initial | $16,800 | No comparison | 7 | SEC filing |
| Jul 20, 2015 | Initial | $225,000 | No comparison | 2 | SEC filing |
| Aug 21, 2012 | Initial | $1,053,376 | No comparison | 2 | SEC filing |
| Mar 13, 2012 | Initial | $2,000,000 | No comparison | 2 | SEC filing |
| Jul 5, 2011 | Initial | $36,885 | No comparison | 4 | SEC filing |
| Jan 24, 2011 | Initial | $0 | No comparison | 2 | SEC filing |
| Dec 15, 2010 | Initial | $421,460 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-260951
Amounts in Item 13 reflect the aggregate exercise price of options to purchase common stock of the issuer.
Source: Form D, filed Apr 8, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kirk Dove | Executive |
| Ross Dove | Director, Executive |
| Hal B Heaton | Director |
| Morris Perlis | Director |
| Adam M. Reich | Executive |
| Jonathan Reich | Executive |
| J. Brendan Ryan | Director |
| James B Ryan | Director |
| Samuel L Shimer | Director |
| Allan C Silber | Director |
| James Sklar | Executive |
| Henry Y Toh | Director |
| David L Turock | Director |
| Stephen A. Weintraub | Executive |
| Scott West | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
12625 High Bluff Drive Suite 305
San Diego, CA, 92130
San Diego, CA, 92130