Form D · Commercial Banking
HERITAGE COMMERCE CORP
San Jose, CA · CIK 0001053352
Offering snapshot reported May 12, 2022 · SEC filing
- Reported sold
- $40M Offering amount: $40M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 11, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 12, 2022 | Initial | $40,000,000 | No comparison | 20 | SEC filing |
| Sep 27, 2016 | Initial | $63,739,380 | No comparison | 3 | SEC filing |
| Jun 28, 2010 | Initial | $75,000,000 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $600K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-445502
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keefe, Bruyette & Woods, Inc. | 481 | |
| PNC Capital Markets LLC | 15647 |
Source: Form D, filed May 12, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael E. Benito | Executive |
| Julianne Biagini Komas | Director |
| Frank G. Bisceglia | Director |
| Margo G. Butsch | Executive |
| Bruce H. Cabral | Director |
| Jack Conner | Director |
| Jason Di Napoli | Director |
| J. Philip Di Napoli | Director |
| John Eggemeyer | Director |
| Celeste V. Ford | Director |
| Steven L. Hallgrimson | Director |
| Steven G. Heitel | Director |
| John J. Hounslow | Director |
| Kamran F. Husain | Director |
| Robertson Clay Jones | Executive |
| Walter T. Kaczmarek | Director, Executive |
| Mark E. Lefanowicz | Director |
| Lawrence G. Mc Govern | Executive |
| Robert T. Moles | Director |
| Marina Park Sutton | Director |
| Humphrey P. Polanen | Director |
| Deborah K. Reuter | Executive |
| Laura Roden | Director |
| Charles J. Toeniskoetter | Director |
| Ranson W. Webster | Director |
| Walter Kirk Wycoff | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
224 Airport Parkway
San Jose, CA, 95110
San Jose, CA, 95110