Form D · Investing
HERBL-SPV 3, LLC
Truckee, CA · CIK 0001804038
Offering snapshot reported Feb 20, 2020 · SEC filing
- Reported sold
- $665K Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Jan 2, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 20, 2020 | Initial | $665,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.9K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-360995
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Luke Andrew Powell | 2605657 | Growth Capital Services, Inc. · CRD 124658 |
Source: Form D, filed Feb 20, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher Koplik Henderson | Director |
| David Jason Winship | Director |
Issuer details
Industry: Investing (See others in industry)
Address:
16680 Skislope Way Unit 5
Truckee, CA, 96161
Truckee, CA, 96161