Form D · Other
HENLEY PUTNAM UNIVERSITY
Santa Clara, CA · CIK 0001423126
Offering snapshot reported Mar 18, 2015 · SEC filing
- Reported sold
- $330K Offering amount: $600K
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Mar 3, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2015 | Initial | $330,000 | No comparison | 8 | SEC filing |
| Jun 25, 2014 | Initial | $0 | No comparison | 1 | SEC filing |
| Mar 15, 2012 | Initial | $1,500,000 | No comparison | 1 | SEC filing |
| Sep 10, 2010 | Amendment | $4,912,400 | $812,400vs Jul 26, 2010 | 1 | SEC filing |
| Jul 26, 2010 | Initial | $4,100,000 | No comparison | 1 | SEC filing |
| Jul 24, 2009 | Initial | $2,500,000 | No comparison | 1 | SEC filing |
| Jan 3, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-236160
Source: Form D, filed Mar 18, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Bennett | Director |
| Nirmalya Bhomick | Director |
| Timothy E Foster | Director |
| Michael Hillyard | Director |
| Walter B Huffman | Director |
| Richard Ingram | Director |
| James P Killin | Executive |
| William Landman | Director |
| Michael Levine | Director |
| Karen Tandy Pomerantz | Director |
| G. Michael Stakias | Director |
| Michael G Stakias | Director |
Issuer details
Industry: Other (See others in industry)
Address:
2804 Mission College Boulevard Suite 240
Santa Clara, CA, 95054
Santa Clara, CA, 95054