Form D · Other Investment Fund

HENDERSON INTERNATIONAL ACWI EX-US, LP

Chicago, IL · CIK 0001506623

Offering snapshot reported Feb 10, 2014 · SEC filing

Reported sold: $27.6M
Investors reported: 4
Minimum accepted: $5M
First sale: Dec 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 10, 2014	Amendment	$27,628,510	No comparison	4	SEC filing
Jan 17, 2013	Amendment	Yet to sell	No comparison	4	SEC filing
Jan 18, 2012	Amendment	$19,075,000	No comparison	2	SEC filing
Nov 30, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-151159

Henderson Global Investors Equity Planning, Inc., an affiliated broker-dealer, is compensated for sales activities based on an intra-group transfer pricing agreement.

Source: Form D, filed Feb 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HENDERSON INTERNATIONAL ACWI EX-US, LP

Investment adviser: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.

Gross asset value: $9.91M
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Jan 5, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 863595 · Jan 5, 2015 · Schedule D 7.B.(1), fund 805-4521198416

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Doug Denyer	Executive
(North America) Inc. Henderson Global Investors	Promoter
Equity Gp, Llc Henderson International All Cap	Executive
James O'brien	Executive
Mark C. Toomey	Executive
Megan Wolfinger	Executive
Christopher K. Yarbrough	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

737 N Michigan Ave Suite 1700
Chicago, IL, 60611