Form D · Hedge Fund
Henderson AlphaGen Octanis SP, a Segregated Portfolio of LGMA SPC
Grand Cayman, E9 · CIK 0001541002
Offering snapshot reported Aug 8, 2014 · SEC filing
- Reported sold
- $1.81M Indefinite offering
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 8, 2014 | Amendment | $1,813,461 | $0vs Aug 7, 2014 | 8 | SEC filing |
| Aug 7, 2014 | Amendment | $1,813,461 | $0vs Mar 7, 2013 | 8 | SEC filing |
| Mar 7, 2013 | Amendment | $1,813,461 | $0vs Feb 25, 2013 | 8 | SEC filing |
| Feb 25, 2013 | Amendment | $1,813,461 | -$1,043,875vs Feb 2, 2012 | 8 | SEC filing |
| Feb 2, 2012 | Initial | $2,857,336 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-172793
Total represents estimated net capital invested as of 2/13. Fund closed as of 5/31/13.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| APB Financial Group | 38235 | |
| Atlantic Trust Company | None | |
| Certitude Global Investments Limited | None | |
| SunTrust Banks, Inc. | None | |
| SunTrust Investment Services, Inc. | 17499 |
Source: Form D, filed Aug 8, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HENDERSON ALPHAGEN OCTANIS SP, A SEGREGATED PORTFOLIO OF LGMA SPC
Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC
- Gross asset value
- $5.09M
- Beneficial owners
- 16
- ADV minimum commitment
- $100K
Reported in Form ADV on May 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
GENSPRING FAMILY OFFICES, LLC
CRD 109278 · SEC 801-56752
Filing source
Form ADV 736985 · May 28, 2013 · Schedule D 7.B.(1), fund 805-9746882173
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Gen Spring Family Offices, Llc | Promoter |
| N/A Globe Op Financial Services (Cayman) Limited | Promoter |
| N/A Henderson Alpha Gen Octanis Series, A Series Of Lgma Llc | Promoter |
| N/A Henderson Alternative Investment Advisor Limited | Promoter |
| N/A Lcma Spc | Promoter |
| N/A Lgma Llc | Promoter |
| N/A Lgma Spc | Promoter |
| N/A Lighthouse Investment Partners, Llc | Promoter |
| N/A Lma Ireland | Promoter |
| N/A Lma Spc | Promoter |
| Sean Mc Gould | Director, Executive |
| Luke Newman | Executive |
| J. Scott Perkins | Director, Executive |
| Kelly R. Perkins | Executive |
| Robert P. Swan, Iii | Director, Executive |
| Ben Wallace | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-9003