Form D · Other Health Care

Helomics Holding Corp

Pittsburgh, PA · CIK 0001691887

Offering snapshot reported Apr 23, 2018 · SEC filing

Reported sold
$3M
Offering amount: $3M
Investors reported
48
Form D · investor count
Minimum accepted
$35K
Reported outside-investor minimum
First sale
Dec 29, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.5M$3MJan 5, 2018: $280,000.00Jan 5, 2018Apr 23, 2018: $3,000,000.00Apr 23, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$280,000 → $3,000,000
  • Reported investors2 → 48

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 23, 2018Amendment$3,000,000$2,720,000vs Jan 5, 201848SEC filing
Jan 5, 2018Initial$280,000No comparison2SEC filing
Jun 9, 2017Initial$110,000No comparison5SEC filing
Mar 27, 2017Amendment$1,981,000$1,716,000vs Dec 13, 201633SEC filing
Dec 13, 2016Initial$265,000No comparison4SEC filing

Offering details

Securities
Debt, Option to acquire
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$240K (estimated)
Finders' fees
$0
Form D file number
021-302579
Total Amount Sold as of the date of this filing.
The sales commissions amount is calculated assuming that the maximum amount of the private placement of $2,000,000 is fully subscribed.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
DAWSON JAMES SECURITES, INC.130645

Source: Form D, filed Apr 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Douglas Armstrong Director, Executive
R. Douglas Armstrong Director, Executive
Richard Aulicino Director
Robert D. Keyser Jr. Director
Gerald J. Vardzel Jr. Director, Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
91 43 Rd Street
Pittsburgh, PA, 15201