Form D · Other Technology
Helios & Matheson Analytics Inc.
New York, NY · CIK 0001040792
Offering snapshot reported Feb 6, 2018 · SEC filing
- Reported sold
- $60M Offering amount: $60M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 23, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 6, 2018 | Initial | $60,000,000 | No comparison | 1 | SEC filing |
| Nov 21, 2017 | Initial | $100,000,000 | No comparison | 7 | SEC filing |
| Sep 27, 2017 | Initial | $697,000 | No comparison | 1 | SEC filing |
| Aug 30, 2017 | Initial | $10,300,000 | No comparison | 1 | SEC filing |
| Feb 23, 2017 | Initial | $5,681,818 | No comparison | 1 | SEC filing |
| Dec 19, 2016 | Initial | $6,720,000 | No comparison | 2 | SEC filing |
| Sep 19, 2016 | Initial | $4,381,075 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $4.8M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-304873
Company received $25,000,000 in cash at closing and a promissory note in the principal amount of $35,000,000 issued by investor.
Canaccord and Palladium may each be paid up to $2.4M; Palladium is entitled to warrants equal to 8% of certain conversion shares.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Genuity Inc. | 1020 | |
| Palladium Capital Advisors, LLC | 129400 |
Source: Form D, filed Feb 6, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stuart Benson | Executive |
| Theodore Farnsworth | Director, Executive |
| Muralikrishna Gadiyaram | Director |
| Parthasarathy Krishnan | Executive |
| Gavriel Ralbag | Director |
| Namakkal Sambamurthy | Director |
| Carl Schramm | Director |
| Prathap Singh | Director |
| Srinivas Tanikella | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
350 5 Th Avenue Suite 7520
New York, NY, 10018
New York, NY, 10018