Form D · Private Equity Fund

Helios Investors III, L.P.

George Town, Grand Cayman, E9 · CIK 0001605103

Offering snapshot reported Oct 7, 2014 · SEC filing

Reported sold: $682M
Investors reported: 32
Minimum accepted: $0
First sale: Mar 28, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$355,199,250 → $681,624,365
Reported investors11 → 32

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 7, 2014	Amendment	$681,624,365	$326,425,115vs Sep 25, 2014	32	SEC filing
Sep 25, 2014	Amendment	$355,199,250	$0vs Apr 11, 2014	11	SEC filing
Apr 11, 2014	Initial	$355,199,250	No comparison	11	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $1.28M (estimated)
Form D file number: 021-215386

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Lazard Freres and Co. LLC	2528	Lazard Freres and Co. LLC · CRD 2528

Source: Form D, filed Oct 7, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HELIOS INVESTORS III LP

Investment adviser: HELIOS INVESTMENT PARTNERS LLP

Gross asset value: $532M
Beneficial owners: 66
ADV minimum commitment: $1M

Reported in Form ADV on Mar 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX GROUP LTD LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian ALPHA GROUP INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian BARCLAYS BANK PLC ST. PETER PORT, Guernsey Related to adviser: No

Custodian INVESTEC BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian PARETO SECURITIES AB STOCKHOLM, Sweden Related to adviser: No

Custodian THE BANK OF NOVA SCOTIA ONTARIO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 1118

ALPHA GROUP INTERNATIONAL PLC
LEI 213800RESM1FPUXY6K31

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

INVESTEC BANK PLC
LEI 213800FGTRWBZCE9V996

THE BANK OF NOVA SCOTIA
LEI L3I9ZG2KFGXZ61BMYR72

Filing source

Form ADV 2067991 · Mar 17, 2026 · Schedule D 7.B.(1), fund 805-3326891827

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Helios Investors Genpar Iii, L.P. Helios Investors Genpar Iii, L.P.	Executive
Hip Gp Iii, Ltd Hip Gp Iii, Ltd	Executive
Greg Link	Director
Ralph Woodford	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ugland House, Po Box 309
George Town, Grand Cayman, E9, KY1-1104