Form D · Hedge Fund
HedgePremier/Starboard Value & Opportunity Fund Ltd.
Grand Cayman, E9 · CIK 0001530554
Offering snapshot reported Jun 16, 2023 · SEC filing
- Reported sold
- $130M Indefinite offering
- Investors reported
- 431 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jun 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$121,011,918 → $130,183,418
- Reported investors409 → 431
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 16, 2023 | Amendment | $130,183,418 | $9,171,500vs Jun 17, 2022 | 431 | SEC filing |
| Jun 17, 2022 | Amendment | $121,011,918 | $27,215,801vs Jun 17, 2021 | 409 | SEC filing |
| Jun 17, 2021 | Amendment | $93,796,117 | No comparison | Not reported | SEC filing |
| Jun 17, 2020 | Amendment | $80,116,417 | $4,176,000vs Jun 17, 2019 | 257 | SEC filing |
| Jun 17, 2019 | Amendment | $75,940,417 | $890,000vs Aug 3, 2018 | 239 | SEC filing |
| Aug 3, 2018 | Amendment | $75,050,417 | $1,308,917vs Aug 3, 2017 | 239 | SEC filing |
| Aug 3, 2017 | Amendment | $73,741,500 | $7,009,878vs Aug 3, 2016 | 277 | SEC filing |
| Aug 3, 2016 | Amendment | $66,731,622 | $8,299,839vs Aug 3, 2015 | 200 | SEC filing |
| Aug 3, 2015 | Amendment | $58,431,783 | $0vs Jun 16, 2015 | 151 | SEC filing |
| Jun 16, 2015 | Amendment | $58,431,783 | $6,483,161vs Nov 21, 2014 | 245 | SEC filing |
| Nov 21, 2014 | Amendment | $51,948,622 | $2,435,000vs Nov 20, 2013 | 163 | SEC filing |
| Nov 20, 2013 | Amendment | $49,513,622 | $3,913,813vs Nov 20, 2012 | 148 | SEC filing |
| Nov 20, 2012 | Amendment | $45,599,809 | $3,745,809vs Sep 21, 2012 | 165 | SEC filing |
| Sep 21, 2012 | Amendment | $41,854,000 | $29,588,800vs Sep 22, 2011 | 165 | SEC filing |
| Sep 22, 2011 | Initial | $12,265,200 | No comparison | 25 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $417K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-166249
Each investor pays up to 3% of its aggregate investment to agent upfront, in addition to any amounts invested in the Fund. Program Manager pays agent a portion of the fees paid to it by the Fund on an ongoing basis.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley Smith Barney LLC | 149777 |
Source: Form D, filed Jun 16, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christian Angstadt | Executive |
| Jeremy Beal | Director |
| James Bruno | Director |
| Michelle Bryan Oroschakoff | Executive |
| Karen A. Cassidy | Director |
| Christine K. Cochet | Director |
| Rob Creaney | Executive |
| Alper Daglioglu | Director |
| Mike Davies | Director |
| Michael Davies | Director |
| Michael Esposito | Director |
| Thomas Fortin | Director |
| Cheryl A. Grassmann | Executive |
| Jeanne E. Greeley O'regan | Executive |
| Lyman Hawbaker Iii | Director |
| Charlene R. Herzer | Executive |
| Ben Huneke | Director |
| Benjamin Huneke | Director |
| N/A I Capital Ai Gp Llc | Executive |
| N/A I Capital Ai Manager Llc | Executive |
| Douglas J. Ketterer | Director, Executive |
| Doug Ketterer | Director, Executive |
| Barbra E. Kocsis | Executive |
| Michael Korn | Director |
| Carmen Lai | Director |
| Daniel Maccarrone | Director |
| James J. Mahon | Director |
| Michael Mc Grath | Executive |
| Kevin Mooney | Executive |
| N/A Morgan Stanley Ai Gp Llc | Executive |
| N/A Morgan Stanley Hedge Premier Gp Llc | Promoter |
| Marianne Motley | Director |
| Dmitriy Nagorev | Executive |
| Colbert Narcisse | Director |
| Alison Nest | Director |
| Marnie E. Niziolek | Executive |
| Michelle Bryan Oroschakoff | Director |
| Patrick Reid | Director, Executive |
| Walter E. Rein | Executive |
| Anita Rios | Director, Executive |
| Nate Saint Victor | Executive |
| Ethan Schiffman | Executive |
| Scott Steel | Director |
| Scott Steele | Director |
| George Stephan | Director |
| John Sweeney | Director, Executive |
| Christopher W. Thome | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104
Grand Cayman, E9, KY1-1104