Form D · Hedge Fund
HedgePremier/Paloma Partners Ltd.
Grand Cayman, E9 · CIK 0001714673
Offering snapshot reported Jun 16, 2023 · SEC filing
- Reported sold
- $124M Indefinite offering
- Investors reported
- 313 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 1, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$110,802,075 → $124,133,882
- Reported investors292 → 313
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 16, 2023 | Amendment | $124,133,882 | $13,331,807vs Jun 17, 2022 | 313 | SEC filing |
| Jun 17, 2022 | Amendment | $110,802,075 | $22,628,678vs Jun 17, 2021 | 292 | SEC filing |
| Jun 17, 2021 | Amendment | $88,173,397 | No comparison | Not reported | SEC filing |
| Jun 17, 2020 | Amendment | $80,949,397 | $38,123,397vs Jun 17, 2019 | 234 | SEC filing |
| Jun 17, 2019 | Amendment | $42,826,000 | $19,690,000vs Oct 5, 2018 | 115 | SEC filing |
| Oct 5, 2018 | Amendment | $23,136,000 | No comparison | 63 | SEC filing |
| Oct 5, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $427K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-296032
Each investor pays up to 3% of its aggregate investment to agent upfront, in addition to any amounts invested in the Fund. Program Manager pays agent a portion of the fees paid to it by the Fund on an ongoing basis.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley Smith Barney LLC | 149777 |
Source: Form D, filed Jun 16, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeremy Beal | Director |
| Alper Daglioglu | Director |
| Michael Davies | Director |
| Michael Esposito | Director |
| Thomas Fortin | Director |
| Lyman Hawbaker Iii | Director |
| Benjamin Huneke | Director |
| N/A I Capital Ai Gp Llc | Promoter |
| N/A I Capital Ai Manager Llc | Executive |
| Barbra E. Kocsis | Executive |
| Michael Korn | Director |
| Carmen Lai | Director |
| Daniel Maccarrone | Director |
| N/A Morgan Stanley Ai Gp Llc | Promoter |
| Marianne Motley | Director |
| Colbert Narcisse | Director |
| George Stephan | Director |
| Christopher W. Thome | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104
Grand Cayman, E9, KY1-1104