Form D · Hedge Fund

HedgeForum Saba, LLC

New York, NY · CIK 0001526367

Offering snapshot reported Jan 28, 2014 · SEC filing

Reported sold
$32M
Indefinite offering
Investors reported
87
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16M$32MOct 14, 2011: $9,393,729.00Oct 14, 2011Dec 15, 2011: $15,801,229.00Jan 24, 2012: $21,866,229.00Mar 14, 2012: $24,094,506.00Mar 14, 2012Jan 31, 2013: $30,616,143.00Jan 31, 2013Jan 28, 2014: $32,016,142.00Jan 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$30,616,143 → $32,016,142
  • Reported investors83 → 87

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2014Amendment$32,016,142$1,399,999vs Jan 31, 201387SEC filing
Jan 31, 2013Amendment$30,616,143$6,521,637vs Mar 14, 201283SEC filing
Mar 14, 2012Amendment$24,094,506$2,228,277vs Jan 24, 201266SEC filing
Jan 24, 2012Amendment$21,866,229$6,065,000vs Dec 15, 201146SEC filing
Dec 15, 2011Amendment$15,801,229$6,407,500vs Oct 14, 201138SEC filing
Oct 14, 2011Initial$9,393,729No comparison17SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$124K
Finders' fees
$0
Form D file number
021-167329
Limited Liability Company Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc.7059Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC149777Morgan Stanley Smith Barney LLC · CRD 149777

Source: Form D, filed Jan 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HEDGEFORUM SABA, LLC - CLASS A - STANDARD LEVERAGE

Investment adviser: CITI GLOBAL ALTERNATIVES, LLC

Gross asset value
$5.49M
Beneficial owners
22
ADV minimum commitment
$100K

Reported in Form ADV on Nov 9, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICING (INTERNATIONAL) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS GRAND CAYMAN, Cayman Islands
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: Yes
Marketer CITIBANK (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIBANK INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK N.A. GENEVA BRANCH GENEVA, Switzerland Related to adviser: Yes
Marketer CITIBANK, N.A. HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIBANK N.A. JERSEY, CHANNEL ISLANDS BRANCH JERSEY, Other Related to adviser: Yes
Marketer CITIBANK N.A. LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK , N.A. NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: Yes
Marketer CITIBANK N.A., SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes
Marketer CITIBANK N.A. ZURICH BRANCH ZURICH, Switzerland Related to adviser: Yes
Marketer CITIBANK SINGAPORE LIMITED SINGAPORE, Singapore Related to adviser: Yes
Marketer CITIBANK (SWITZERLAND) AG ZURICH, Switzerland Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS ASIA LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS SINGAPORE PTE LIMITED SINGAPORE, Singapore Related to adviser: Yes
Marketer CITITRUST (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 955694 · Nov 9, 2015 · Schedule D 7.B.(1), fund 805-9682639736

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Amacar Cpo, Inc. Promoter
Karla L. Boyd Executive
N/A Citi Private Advisory, Llc Promoter
Eveylyn Echevarria Executive
Evelyn Echevarria Executive
Douglas K. Johnson Executive
N/A Macar Cpo, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
153 East 53rd Street 18th Floor
New York, NY, 10022