Form D · Hedge Fund

HedgeForum OZF, Ltd.

Grand Cayman, E9 · CIK 0001526905

Offering snapshot reported Sep 8, 2017 · SEC filing

Reported sold: $55.2M
Investors reported: 124
Minimum accepted: $100K
First sale: Jun 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$55,114,987 → $55,239,766
Reported investors123 → 124

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 8, 2017	Amendment	$55,239,766	$124,779vs Jun 1, 2016	124	SEC filing
Jun 1, 2016	Amendment	$55,114,987	$7,995,679vs Feb 19, 2015	123	SEC filing
Feb 19, 2015	Amendment	$47,119,308	$44,164,308vs Feb 6, 2014	109	SEC filing
Feb 6, 2014	Amendment	$2,955,000	$650,000vs Jun 24, 2013	16	SEC filing
Jun 24, 2013	Amendment	$2,305,000	$500,000vs Jun 14, 2012	12	SEC filing
Jun 14, 2012	Amendment	$1,805,000	$1,455,000vs Oct 14, 2011	9	SEC filing
Oct 14, 2011	Initial	$350,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $354K
Finders' fees: $0
Form D file number: 021-167260

Total Amount Sold includes Regulation S sales.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Citigroup Global Markets Inc.	7059	Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC	149777	Morgan Stanley Smith Barney LLC · CRD 149777
Citi Private Advisory, LLC	153777	Citi Private Advisory, LLC · CRD 153777

Source: Form D, filed Sep 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HEDGEFORUM OZF, LTD

Investment adviser: CITI GLOBAL ALTERNATIVES, LLC

Gross asset value: $12.1M
Beneficial owners: 34
ADV minimum commitment: $100K

Reported in Form ADV on Jul 14, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON SA/NV DUBLIN, Ireland Related to adviser: No

Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: Yes

Marketer CITIBANK EUROPE PLC (LUXEMBOURG BRANCH) LUXEMBOURG, Luxembourg Related to adviser: Yes

Marketer CITIBANK EUROPE PLC (UK BRANCH) LONDON, United Kingdom Related to adviser: Yes

Marketer CITIBANK N.A. GENEVA BRANCH GENEVA, Switzerland Related to adviser: Yes

Marketer CITIBANK, N.A. HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes

Marketer CITIBANK N.A., JERSEY BRANCH ST HELIER, Jersey Related to adviser: Yes

Marketer CITIBANK N.A. LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer CITIBANK , N.A. NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: Yes

Marketer CITIBANK N.A., SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes

Marketer CITIBANK N.A. ZURICH BRANCH ZURICH, Switzerland Related to adviser: Yes

Marketer CITIBANK (SWITZERLAND) AG ZURICH, Switzerland Related to adviser: Yes

Marketer CITIGROUP GLOBAL MARKETS ASIA LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: Yes

Marketer CITITRUST (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSE COOPERS
PCAOB 1266

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 1445165 · Jul 14, 2020 · Schedule D 7.B.(1), fund 805-9403900694

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Citi Private Advisory, Llc	Promoter
Tammy Jennissen	Director
Stephane Lachance	Director
Martin Laufer	Director
Kevin Solomon	Director
Omar Wright	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Maples Corporate Services Limited Ugland House, 121 South Church Street
Grand Cayman, E9, KY1-1104