Form D · Hedge Fund

HedgeForum GoldenTree, Ltd.

Grand Cayman, E9 · CIK 0001458219

Offering snapshot reported Mar 31, 2021 · SEC filing

Reported sold
$162M
Indefinite offering
Investors reported
350
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$81.2M$162MJul 23, 2010: $152,513,513.00Jul 23, 2010Oct 28, 2011: $157,453,515.00Jan 29, 2013: $159,938,514.00Jun 24, 2013: $160,563,515.00Feb 6, 2014: $160,838,515.00Feb 19, 2015: $162,161,005.00Jun 1, 2016: $162,361,004.00Sep 7, 2017: $162,361,004.00Mar 31, 2021: $162,361,005.00Mar 31, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$162,361,004 → $162,361,005

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 31, 2021Amendment$162,361,005$1vs Sep 7, 2017350SEC filing
Sep 7, 2017Amendment$162,361,004$0vs Jun 1, 2016350SEC filing
Jun 1, 2016Amendment$162,361,004$199,999vs Feb 19, 2015349SEC filing
Feb 19, 2015Amendment$162,161,005$1,322,490vs Feb 6, 2014349SEC filing
Feb 6, 2014Amendment$160,838,515$275,000vs Jun 24, 2013345SEC filing
Jun 24, 2013Amendment$160,563,515$625,001vs Jan 29, 2013345SEC filing
Jan 29, 2013Amendment$159,938,514$2,484,999vs Oct 28, 2011345SEC filing
Oct 28, 2011Amendment$157,453,515$4,940,002vs Jul 23, 2010341SEC filing
Jul 23, 2010Amendment$152,513,513No comparison330SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$958K
Finders' fees
$0
Form D file number
021-127631
Total Amount Sold includes Regulation S sales.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc.7059Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC149777Morgan Stanley Smith Barney LLC · CRD 149777
Citi Private Advisory, LLC153777Citi Private Advisory, LLC · CRD 153777

Source: Form D, filed Mar 31, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HEDGEFORUM GOLDENTREE, LTD.

Investment adviser: CITI GLOBAL ALTERNATIVES, LLC

Gross asset value
$10.1M
Beneficial owners
68
ADV minimum commitment
$100K

Reported in Form ADV on Apr 4, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON SA/NV DUBLIN, Ireland Related to adviser: No
Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: Yes
Marketer CITIBANK EUROPE PLC (LUXEMBOURG BRANCH) LUXEMBURG, Luxembourg Related to adviser: Yes
Marketer CITIBANK EUROPE PLC (UK BRANCH) LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK N.A. GENEVA BRANCH GENEVA, Switzerland Related to adviser: Yes
Marketer CITIBANK, N.A., HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIBANK N.A., JERSEY BRANCH ST HELIER, Jersey Related to adviser: Yes
Marketer CITIBANK N.A. LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK, N.A. NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: Yes
Marketer CITIBANK N.A., SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes
Marketer CITIBANK N.A. ZURICH BRANCH ZURICH, Switzerland Related to adviser: Yes
Marketer CITIBANK (SWITZERLAND) AG ZURICH, Switzerland Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS ASIA LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer CITITRUST (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: Yes
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Filing source

Form ADV 1749734 · Apr 4, 2023 · Schedule D 7.B.(1), fund 805-6043376607

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Citigroup Alternative Investments Llc Promoter
N/A Citi Private Advisory, Llc Promoter
Sam Ellis Director
Stephane Lachance Director
Martin Laufer Director
Andrew Mahoney Director
Steven O'connor Director
Omar Wright Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, 121 Church Street
Grand Cayman, E9, KY-1104