Form D · Hedge Fund

HedgeForum CFM, Ltd.

Grand Cayman, E9 · CIK 0001526901

Offering snapshot reported Sep 7, 2017 · SEC filing

Reported sold
$57.4M
Indefinite offering
Investors reported
91
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.7M$57.4MOct 14, 2011: $100,000.00Oct 14, 2011Jan 22, 2013: $737,535.00Jan 22, 2013Feb 5, 2014: $1,211,009.00Feb 5, 2014Feb 19, 2015: $34,559,110.00Feb 19, 2015May 31, 2016: $57,444,110.00May 31, 2016Sep 7, 2017: $57,444,110.00Sep 7, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 7, 2017Amendment$57,444,110$0vs May 31, 201691SEC filing
May 31, 2016Amendment$57,444,110$22,885,000vs Feb 19, 201591SEC filing
Feb 19, 2015Amendment$34,559,110$33,348,101vs Feb 5, 201457SEC filing
Feb 5, 2014Amendment$1,211,009$473,474vs Jan 22, 20134SEC filing
Jan 22, 2013Amendment$737,535$637,535vs Oct 14, 20113SEC filing
Oct 14, 2011Initial$100,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$308K
Finders' fees
$0
Form D file number
021-167274
Total Amount Sold included Regulation S sales.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc.7059Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC149777Morgan Stanley Smith Barney LLC · CRD 149777
Citi Private Advisory, LLC153777Citi Private Advisory, LLC · CRD 153777

Source: Form D, filed Sep 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HEDGEFORUM CFM, LTD. - CLASS A - STANDARD LEVERAGE

Investment adviser: CITI GLOBAL ALTERNATIVES, LLC

Gross asset value
$8.29M
Beneficial owners
25
ADV minimum commitment
$100K

Reported in Form ADV on Jul 14, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS GRAND CAYMAN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON SA/NV DUBLIN, Ireland Related to adviser: No
Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: Yes
Marketer CITIBANK EUROPE PLC (LUXEMBOURG BRANCH) LUXEMBOURG, Luxembourg Related to adviser: Yes
Marketer CITIBANK EUROPE PLC (UK BRANCH) LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK N.A. GENEVA BRANCH GENEVA, Switzerland Related to adviser: Yes
Marketer CITIBANK, N.A. HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIBANK N.A., JERSEY BRANCH ST HELIER, Jersey Related to adviser: Yes
Marketer CITIBANK N.A. LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK , N.A. NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: Yes
Marketer CITIBANK N.A., SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes
Marketer CITIBANK N.A. ZURICH BRANCH ZURICH, Switzerland Related to adviser: Yes
Marketer CITIBANK (SWITZERLAND) AG ZURICH, Switzerland Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS ASIA LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer CITITRUST (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS
PCAOB 1266

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 1445165 · Jul 14, 2020 · Schedule D 7.B.(1), fund 805-8211397914

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Citi Private Advisory, Llc Promoter
N/A Cit Private Advisory, Llc Promoter
Sam Ellis Director
Stephane Lachance Director
Martin Laufer Director
Omar Wright Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, 121 South Church Street
Grand Cayman, E9, KY1-1104