Form D · Hedge Fund

HedgeForum Brevan Howard, LLC

New York, NY · CIK 0001487781

Offering snapshot reported Feb 17, 2016 · SEC filing

Reported sold
$32.7M
Indefinite offering
Investors reported
86
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.4M$32.7MJun 18, 2010: $31,944,555.00Jun 18, 2010Oct 31, 2011: $31,944,555.00Oct 31, 2011Jan 22, 2013: $32,722,684.00Jan 22, 2013Jan 28, 2014: $32,722,684.00Jan 28, 2014Feb 13, 2015: $32,722,684.00Feb 13, 2015Feb 17, 2016: $32,722,684.00Feb 17, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 17, 2016Amendment$32,722,684$0vs Feb 13, 201586SEC filing
Feb 13, 2015Amendment$32,722,684$0vs Jan 28, 201486SEC filing
Jan 28, 2014Amendment$32,722,684$0vs Jan 22, 201386SEC filing
Jan 22, 2013Amendment$32,722,684$778,129vs Oct 31, 201186SEC filing
Oct 31, 2011Amendment$31,944,555$0vs Jun 18, 201064SEC filing
Jun 18, 2010Initial$31,944,555No comparison64SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$162K
Finders' fees
$0
Form D file number
021-143747

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc.7059Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC149777Morgan Stanley Smith Barney LLC · CRD 149777

Source: Form D, filed Feb 17, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HEDGEFORUM BREVAN HOWARD, LLC

Investment adviser: CITI GLOBAL ALTERNATIVES, LLC

Gross asset value
$1.34M
Beneficial owners
7
ADV minimum commitment
$100K

Reported in Form ADV on Aug 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICING (INTERNATIONAL) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS DUBLIN, Ireland
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: Yes
Marketer CITIBANK (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIBANK INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK N.A. GENEVA BRANCH GENEVA, Switzerland Related to adviser: Yes
Marketer CITIBANK, N.A. HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIBANK N.A. JERSEY, CHANNEL ISLANDS BRANCH JERSEY, Other Related to adviser: Yes
Marketer CITIBANK N.A. LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK , N.A. NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: Yes
Marketer CITIBANK N.A., SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes
Marketer CITIBANK N.A. ZURICH BRANCH ZURICH, Switzerland Related to adviser: Yes
Marketer CITIBANK SINGAPORE LIMITED SINGAPORE, Singapore Related to adviser: Yes
Marketer CITIBANK (SWITZERLAND) AG ZURICH, Switzerland Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS ASIA LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS SINGAPORE PTE LIMITED SINGAPORE, Singapore Related to adviser: Yes
Marketer CITITRUST (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 1138014 · Aug 31, 2017 · Schedule D 7.B.(1), fund 805-1824583087

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Amarcar Cpo, Inc. Promoter
Karla L. Boyd Executive
N/A Citigroup Alternative Investment Llc Promoter
N/A Citigroup Alternative Investments, Llc Promoter
N/A Citi Private Advisory, Llc Promoter
Evelyn Echevarria Executive
Doulgas K. Johnson Executive
Douglas K. Johnson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
399 Park Avenue Mezzanine Level
New York, NY, 10022