Form D · Other
HEATHERDALE HOLDINGS (CANADA) LTD.
Vancouver, A1 · CIK 0001477816
Offering snapshot reported Dec 22, 2009 · SEC filing
- Reported sold
- $3.16M Offering amount: $3.16M
- Investors reported
- 35 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 17, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 22, 2009 | Initial | $3,158,044 | No comparison | 35 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $93.5K
- Finders' fees
- $0
- Form D file number
- 021-137094
Total Offering Amount equals the subscription cost of the shares (3,345,000 shares @ CDN$1.00), converted to US dollars based on the exchange rate on the date of closing, November 17, 2009, of US$1.00=CDN$1.0592.
In addition to the cash commission the broker also received 28,400 broker warrants exercisable for a period of 18 months at an exercise price of US$0.94 (CDN$1.00).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DAHLMAN ROSE & CO LLC | 23510 |
Source: Form D, filed Dec 22, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Copeland | Director |
| Scott D Cousens | Director |
| Robert A Dickinson | Director |
| Russell Hallbauer | Director |
| Marchand Snyman | Director |
| Ronald W Thiessen | Director, Executive |
| Trevor Thomas | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1020 800 West Pender Street
Vancouver, A1, V6C 2V6
Vancouver, A1, V6C 2V6