Form D · Private Equity Fund

Heartwood Partners IV, LP

Norwalk, CT · CIK 0001869591

Offering snapshot reported Jun 14, 2023 · SEC filing

Reported sold
$433M
Offering amount: $700M
Investors reported
68
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 17, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$216M$433MJul 1, 2021: $297,961,784.00Jul 1, 2021Jun 14, 2022: $409,492,386.00Jun 14, 2022Jun 14, 2023: $432,741,117.00Jun 14, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$409,492,386 → $432,741,117
  • Reported investors59 → 68

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 14, 2023Amendment$432,741,117$23,248,731vs Jun 14, 202268SEC filing
Jun 14, 2022Amendment$409,492,386$111,530,602vs Jul 1, 202159SEC filing
Jul 1, 2021Initial$297,961,784No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$769K
Finders' fees
$0
Form D file number
021-404898

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
LAZARD FRERES CO. LLC2528
BRIGHTON HOUSE ASSOCIATES, LLC168883

Source: Form D, filed Jun 14, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark D. Allsteadt Executive
N/A Heartwood Manager Iv, Lp Promoter
N/A Heartwood Partners Iv Gp, Llc Executive
Robert S. Tucker Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
301 Merritt 7
Norwalk, CT, 06851