Form D · Commercial Banking

HEARTLAND FINANCIAL USA INC

Dubuque, IA · CIK 0000920112

Offering snapshot reported Oct 21, 2013 · SEC filing

Reported sold
$38.8M
Offering amount: $38.8M
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 18, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 21, 2013Initial$38,776,522No comparison12SEC filing
Apr 26, 2013Initial$1,249,850No comparison6SEC filing
Nov 9, 2010Initial$11,000,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-204920

Source: Form D, filed Oct 21, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John J Berg Executive
James F Conlan Director
John W Cox, Jr. Director
Ken J Erickson Executive
Kenneth J Erickson Executive
Mark C Falb Director
Thomas L Flynn Director
Brian J Fox Executive
Lynn B Fuller Director, Executive
James R Hill Director
David L Horstmann Executive
Douglas J Horstmann Executive
Bryan R Mc Keag Executive
Melvin E Miller Executive
Paul J Peckosh Executive
John K Schmidt Director
Duane E White Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
1398 Central Ave
Dubuque, IA, 52001