Form D · Other

Heart of Rock & Roll Broadway Ltd Liability Co

New York, NY · CIK 0001768618

Offering snapshot reported Dec 21, 2023 · SEC filing

Reported sold
$3.4M
Offering amount: $19M
Investors reported
18
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Feb 7, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.7M$3.4MFeb 22, 2019: $380,000.00Feb 22, 2019Feb 20, 2020: $3,145,000.00Feb 20, 2020Jan 11, 2021: $3,145,000.00Jan 11, 2021Dec 21, 2023: $3,395,000.00Dec 21, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,145,000 → $3,395,000
  • Reported investors16 → 18

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2023Amendment$3,395,000$250,000vs Jan 11, 202118SEC filing
Jan 11, 2021Amendment$3,145,000$0vs Feb 20, 202016SEC filing
Feb 20, 2020Amendment$3,145,000$2,765,000vs Feb 22, 201916SEC filing
Feb 22, 2019Initial$380,000No comparison4SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-333365

Source: Form D, filed Dec 21, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hunter Arnold Executive, Promoter
Tyler Mitchell Executive, Promoter

Issuer details

Industry: Other (See others in industry)

Address:
C/O Rci Theatrical Management Llc 630 Ninth Avenue, Suite 809
New York, NY, 10036